LeMaire Joshua W.'s Form 4 filing
Onterris, Inc. (ONT) · filed Sep 17, 2021
- Accession no.
- 0000899243-21-036489
- Filed
- Sep 17, 2021
- Trade date
- Sep 16-17, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 6 derivative transactions. Open-market sales total $768.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| LeMaire Joshua W.CIK 0001501277 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | MOption exerciseAcquired | +1,829 | $6.03 | +$11,028.87 | 4,029 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −1,829 | $60.00 | −$109,740 | 2,200 | Direct | |
| Sep 16, 2021 | Common Stock | MOption exerciseAcquired | +2,110 | $24.00 | +$50,640 | 4,310 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −2,110 | $60.00 | −$126,600 | 2,200 | Direct | |
| Sep 16, 2021 | Common Stock | MOption exerciseAcquired | +865 | $31.60 | +$27,334 | 3,065 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −865 | $60.00 | −$51,900 | 2,200 | Direct | |
| Sep 17, 2021 | Common Stock | MOption exerciseAcquired | +7,095 | $6.03 | +$42,782.85 | 9,295 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −7,095 | $60.08 | −$426,267.6 | 2,200 | Direct | |
| Sep 17, 2021 | Common Stock | MOption exerciseAcquired | +600 | $24.00 | +$14,400 | 2,800 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −600 | $60.17 | −$36,102 | 2,200 | Direct | |
| Sep 17, 2021 | Common Stock | MOption exerciseAcquired | +300 | $31.60 | +$9,480 | 2,500 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −300 | $60.18 | −$18,054 | 2,200 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | MOption exerciseDisposed | −1,829 | $0.00 | $0 | 186,046 | Direct | |
| Sep 16, 2021 | Common Stock | MOption exerciseDisposed | −2,110 | $0.00 | $0 | 18,350 | Direct | |
| Sep 16, 2021 | Common Stock | MOption exerciseDisposed | −865 | $0.00 | $0 | 18,027 | Direct | |
| Sep 17, 2021 | Common Stock | MOption exerciseDisposed | −7,095 | $0.00 | $0 | 178,951 | Direct | |
| Sep 17, 2021 | Common Stock | MOption exerciseDisposed | −600 | $0.00 | $0 | 17,750 | Direct | |
| Sep 17, 2021 | Common Stock | MOption exerciseDisposed | −300 | $0.00 | $0 | 17,727 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.