Afsari Nasym's Form 4 filing
Onterris, Inc. (ONT) · filed Sep 17, 2021
- Accession no.
- 0000899243-21-036487
- Filed
- Sep 17, 2021
- Trade date
- Sep 16-17, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $503.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Afsari NasymCIK 0001817851 | Officer (General Counsel and Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | MOption exerciseAcquired | +2,583 | $6.03 | +$15,575.49 | 19,133 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −2,583 | $60.00 | −$154,980 | 16,750 | Direct | |
| Sep 17, 2021 | Common Stock | MOption exerciseAcquired | +5,806 | $6.03 | +$35,010.18 | 22,556 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −5,806 | $60.10 | −$348,940.6 | 16,750 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | MOption exerciseDisposed | −2,583 | $0.00 | $0 | 124,042 | Direct | |
| Sep 17, 2021 | Common Stock | MOption exerciseDisposed | −5,806 | $0.00 | $0 | 118,236 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.