Dicks Allan's Form 4 filing
Onterris, Inc. (ONT) · filed Sep 17, 2021
- Accession no.
- 0000899243-21-036485
- Filed
- Sep 17, 2021
- Trade date
- Sep 15-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.42M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dicks AllanCIK 0001817846 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | MOption exerciseAcquired | +20,000 | $8.58 | +$171,600 | 58,000 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −17,566 | $59.08 | −$1,037,799.28 | 40,434 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −2,434 | $59.72 | −$145,358.48 | 38,000 | Direct | |
| Sep 16, 2021 | Common Stock | MOption exerciseAcquired | +819 | $8.58 | +$7,027.02 | 38,819 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −819 | $60.00 | −$49,140 | 38,000 | Direct | |
| Sep 17, 2021 | Common Stock | MOption exerciseAcquired | +3,041 | $8.58 | +$26,091.78 | 41,041 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −3,041 | $60.10 | −$182,764.1 | 38,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 98,000 | Direct | |
| Sep 16, 2021 | Common Stock | MOption exerciseDisposed | −2,583 | $0.00 | $0 | 95,417 | Direct | |
| Sep 17, 2021 | Common Stock | MOption exerciseDisposed | −3,041 | $0.00 | $0 | 92,376 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.