Roitman Jonathan's Form 4 filing
United Airlines Holdings, Inc. (UAL) · filed Sep 16, 2021
- Accession no.
- 0000899243-21-036317
- Filed
- Sep 16, 2021
- Trade date
- Sep 14, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $165.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roitman JonathanCIK 0001814010 | Officer (EVP & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2021 | Common Stock | SSaleDisposed | −3,760 | $43.94 | −$165,214.4 | 0 | Direct | |
| Sep 14, 2021 | Common Stock | MOption exerciseAcquired | +1,418 | $0.00 | $0 | 1,418 | Direct | |
| Sep 14, 2021 | Common Stock | FTax withholdingDisposed | −630 | $43.87 | −$27,638.1 | 788 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2021 | Common Stock | AGrant or awardAcquired | +5,676 | $0.00 | $0 | 5,675 | Direct | |
| Sep 14, 2021 | Common Stock | DReturned to the companyDisposed | −1,418 | $0.00 | $0 | 4,257 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.