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Sumitomo Pharma Co., Ltd.'s Form 4 filing

Myovant Sciences Ltd. (MYOV) · filed Sep 16, 2021

Accession no.
0000899243-21-036290
Filed
Sep 16, 2021, 5:00 PM ET
Trade date
Sep 14-15, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $3.55M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sumitomo Pharma Co., Ltd.CIK 000144660110% Owner
Sumitovant Biopharma Ltd.CIK 000179824410% Owner
Sumitomo Chemical Co., Ltd.CIK 000179855010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 14, 2021Common StockPPurchaseAcquired+65,128$22.04F2+$1,435,238.7649,532,486Indirect
Sep 14, 2021Common StockPPurchaseAcquired+6,172$22.76F4+$140,446.9549,538,658Indirect
Sep 15, 2021Common StockPPurchaseAcquired+89,864$21.98F6+$1,975,489.349,628,522Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The transaction was executed in multiple trades ranging from $21.55 to $22.48 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F4

The transaction was executed in multiple trades ranging from $22.64 to $22.89 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F6

The transaction was executed in multiple trades ranging from $21.45 to $22.39 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)