Goldstein Richard I's Form 4 filing
Radius Global Infrastructure, Inc. (RADI) · filed Sep 16, 2021
- Accession no.
- 0000899243-21-036246
- Filed
- Sep 16, 2021
- Trade date
- Sep 15, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $256.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goldstein Richard ICIK 0001420969 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Class A Common Stock | MOption exerciseAcquired | +15,000 | –F2 | – | 85,521 | Direct | |
| Sep 15, 2021 | Class A Common Stock | SSaleDisposed | −15,000 | $17.12F5 | −$256,800 | 70,521 | Direct | |
| Sep 15, 2021 | Class B Common Stock | DReturned to the companyDisposed | −15,000 | $0.00 | $0 | 925,909 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Class A Common Stock | MOption exerciseDisposed | −15,000 | –F2 | – | 400,455 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F5
The reported price is a weighted average of sales prices ranging from $16.92 to $17.22 per share, inclusive. Mr. Goldstein undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of sales sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.