Robertson Corbin J Jr's Form 4 filing
KLX Energy Services Holdings, Inc. (KLXE) · filed Sep 15, 2021
- Accession no.
- 0000899243-21-036217
- Filed
- Sep 15, 2021
- Trade date
- Sep 13-14, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $227.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Robertson Corbin J JrCIK 0001194888 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2021 | Common stock | SSaleDisposed | −13,489 | $5.84F7 | −$78,775.76 | 367,075 | Indirect | |
| Sep 13, 2021 | Common stock | SSaleDisposed | −2,006 | $5.84F8 | −$11,715.04 | 54,593 | Indirect | |
| Sep 13, 2021 | Common stock | SSaleDisposed | −805 | $5.84F9 | −$4,701.2 | 21,905 | Indirect | |
| Sep 14, 2021 | Common stock | SSaleDisposed | −20,418 | $5.37F10 | −$109,644.66 | 346,657 | Indirect | |
| Sep 14, 2021 | Common stock | SSaleDisposed | −3,037 | $5.37F11 | −$16,308.69 | 51,556 | Indirect | |
| Sep 14, 2021 | Common stock | SSaleDisposed | −1,218 | $5.37F12 | −$6,540.66 | 20,687 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F7
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $5.52 to $6.07. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $5.52 to $6.07. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $5.52 to $6.07. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $5.25 to $5.64. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $5.25 to $5.64. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $5.25 to $5.64. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
Quintana Energy Partners-QES Holdings, L.L.C., Quintana Energy Partners, L.P., Quintana Energy Fund-FI, LP, Quintana Energy Fund-TE, LP, Quintana Capital Group, L.P., Quintana Capital Group GP Ltd., QEP Management Co., L.P., QEP Management Co. GP, and Robertson QES Investment LLC no longer form a 10% owner group with Corbin J. Robertson, Jr.