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Dawes Karen A's Form 4 filing

Repligen Corp (RGEN) · filed Sep 15, 2021

Accession no.
0000899243-21-036134
Filed
Sep 15, 2021
Trade date
Sep 14, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 5 non-derivative transactions. Open-market sales total $80.6K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dawes Karen ACIK 0001261506Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 14, 2021Common StockSSaleDisposed−13$290.02−$3,770.2693,908Direct
Sep 14, 2021Common StockSSaleDisposed−25$292.34F2−$7,308.593,883Direct
Sep 14, 2021Common StockSSaleDisposed−101$294.06F3−$29,700.0693,782Direct
Sep 14, 2021Common StockSSaleDisposed−108$295.02F4−$31,862.1693,674Direct
Sep 14, 2021Common StockSSaleDisposed−27$295.82F5−$7,987.1493,647Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

$292.34 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $292.17 to $292.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F3

$294.06 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $293.64 to $294.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F4

$295.02 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $294.75 to $295.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F5

$295.82 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $295.79 to $295.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)