Lu Cheng's Form 4 filing
TuSimple Holdings Inc. (TSPH) · filed Sep 14, 2021
- Accession no.
- 0000899243-21-035993
- Filed
- Sep 14, 2021
- Trade date
- Sep 10-14, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.51M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lu ChengCIK 0001851981 | Director, Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2021 | Class A Common Stock | MOption exerciseAcquired | +108,334 | – | – | 1,702,176 | Direct | |
| Sep 10, 2021 | Class A Common Stock | SSaleDisposed | −20,588 | $40.17 | −$827,019.96 | 1,681,588 | Direct | |
| Sep 10, 2021 | Class A Common Stock | SSaleDisposed | −12,091 | $41.19 | −$498,028.29 | 1,669,497 | Direct | |
| Sep 10, 2021 | Class A Common Stock | SSaleDisposed | −10,955 | $42.49 | −$465,477.95 | 1,658,542 | Direct | |
| Sep 14, 2021 | Class A Common Stock | SSaleDisposed | −38,325 | $39.16 | −$1,500,807 | 1,620,217 | Direct | |
| Sep 14, 2021 | Class A Common Stock | SSaleDisposed | −5,398 | $39.92 | −$215,488.16 | 1,614,819 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2021 | Class A Common Stock | MOption exerciseDisposed | −108,334 | – | – | 350,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.