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Aguilar Richard's Form 4 filing

Cano Health, Inc. (CANO) · filed Sep 14, 2021

Accession no.
0000899243-21-035799
Filed
Sep 14, 2021
Trade date
Aug 30, 2021
Filing delay
15 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 derivative transactions. It was filed 15 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Aguilar RichardCIK 0001865481Officer (Chief Clinical Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 30, 2021Class A Common StockPPurchaseAcquired+24,777$10.75F2+$266,352.75675,940Direct
Aug 30, 2021Class A Common StockPPurchaseAcquired+24,777$10.75F2+$266,352.75675,940Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

These securities were purchased from an existing stockholder of the Issuer in a private transaction. The combined price per each one share of Class B Common Stock and one PCIH Common Unit was negotiated on an arm's-length basis and determined based on the opening price of Cano's Class A Common Stock on August 16, 2021.

Referenced by the price of 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)