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Goodman Robert P's Form 4 filing

ACV Auctions Inc. (ACVA) · filed Sep 13, 2021

Accession no.
0000899243-21-035709
Filed
Sep 13, 2021
Trade date
Sep 9-10, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $1.10M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Goodman Robert PCIK 0001252022Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 9, 2021Class A Common StockSSaleDisposed−31,755$20.21F1−$641,768.55467,125Direct
Sep 10, 2021Class A Common StockSSaleDisposed−22,827$20.12F3−$459,279.24603,236Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On September 9, 2021, the Reporting Person sold 31,755 shares of Class A Common Stock of the Issuer (the "Shares"). The Shares were sold in multiple executions at a price per share ranging from $20.01 to $20.38, with an average execution price per share of $20.21. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding such individual executions.

Referenced by the price of 1 transaction in Table I.

F3

On September 10, 2021, the Reporting Person sold 22,827 shares of Class A Common Stock of the Issuer (the "Second Shares"). The Second Shares were sold in multiple executions at a price per share ranging from $20.00 to $20.41, with an average execution price per share of $20.12. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding such individual executions.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)