Lu Cheng's Form 4 filing
TuSimple Holdings Inc. (TSPH) · filed Sep 9, 2021
- Accession no.
- 0000899243-21-035502
- Filed
- Sep 9, 2021
- Trade date
- Sep 7-9, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.61M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lu ChengCIK 0001851981 | Director, Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Class A Common Stock | MOption exerciseAcquired | +108,333 | – | – | 1,464,976 | Direct | |
| Sep 8, 2021 | Class A Common Stock | SSaleDisposed | −44,462 | $40.15 | −$1,785,149.3 | 1,420,514 | Direct | |
| Sep 8, 2021 | Class A Common Stock | SSaleDisposed | −81 | $41.13 | −$3,331.53 | 1,420,433 | Direct | |
| Sep 8, 2021 | Class A Common Stock | MOption exerciseAcquired | +108,333 | – | – | 1,528,766 | Direct | |
| Sep 9, 2021 | Class A Common Stock | SSaleDisposed | −43,258 | $42.10 | −$1,821,161.8 | 1,485,508 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Class A Common Stock | MOption exerciseDisposed | −108,333 | – | – | 675,001 | Direct | |
| Sep 8, 2021 | Class A Common Stock | MOption exerciseDisposed | −108,333 | – | – | 566,668 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.