Bernhard James M Jr's Form 4 filing
Charah Solutions, Inc.CHRA · filed Sep 9, 2021
- Accession no.
- 0000899243-21-035487
- Filed
- Sep 9, 2021, 6:47 PM ET
- Trade date
- Sep 7-9, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $164.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bernhard James M JrCIK 0000940082 | 10% Owner |
| BCP Energy Services Fund, LPCIK 0001620882 | 10% Owner |
| BCP Energy Services Fund-A, LPCIK 0001620883 | 10% Owner |
| Charah Holdings LPCIK 0001743465 | 10% Owner |
| Charah Holdings GP LLCCIK 0001743505 | 10% Owner |
| BCP Energy Services Fund UGP, LLCCIK 0001743507 | 10% Owner |
| BCP Energy Services Fund GP, LPCIK 0001743508 | 10% Owner |
| Jenkins Jeffrey ScottCIK 0001743809 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Common Stock | SSaleDisposed | −3,029 | $4.98F6 | −$15,084.42 | 2,864,178 | Indirect | |
| Sep 7, 2021 | Common Stock | SSaleDisposed | −7,534 | $4.98F6 | −$37,519.32 | 7,123,778 | Indirect | |
| Sep 7, 2021 | Common Stock | SSaleDisposed | −5,437 | $4.98F6 | −$27,076.26 | 5,141,389 | Indirect | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −3,218 | $4.98F6 | −$16,025.64 | 2,860,960 | Indirect | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −8,005 | $4.98F6 | −$39,864.9 | 7,115,773 | Indirect | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −5,777 | $4.98F6 | −$28,769.46 | 5,135,612 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
Represents shares of common stock, par value $0.01, sold by such Reporting Person in open market transactions pursuant to a Rule 10b5-1 plan under the Securities Act of 1934, as amended, and as a selling stockholder pursuant to a registration statement on Form S-3 (Registration No. 333-256047), filed with the Securities and Exchange Commission by the Issuer on May 12, 2021.
Referenced by the price of 6 transactions in Table I.
Remarks
Charah Holdings, BCP Energy Services Fund and BCP Energy Services Fund-A are parties to a Stockholders' Agreement (the "Stockholders' Agreement"), pursuant to which Charah Holdings, BCP Energy Services Fund and BCP Energy Services Fund-A have the right to nominate designees to the Board of Directors of the Issuer, subject to ownership thresholds set forth in the Stockholders' Agreement. As a result, each Reporting Person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. In addition, the Reporting Persons may be deemed to be members of a group holding over 10% of the outstanding common stock of the Issuer for the purposes of Section 13(d)(3) of the Exchange Act.