Lu Cheng's Form 4 filing
TuSimple Holdings Inc. (TSPH) · filed Sep 7, 2021
- Accession no.
- 0000899243-21-035292
- Filed
- Sep 7, 2021
- Trade date
- Sep 2-7, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.68M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lu ChengCIK 0001851981 | Director, Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Class A Common Stock | MOption exerciseAcquired | +108,333 | – | – | 1,333,333 | Direct | |
| Sep 3, 2021 | Class A Common Stock | SSaleDisposed | −34,837 | $43.95 | −$1,531,086.15 | 1,298,496 | Direct | |
| Sep 3, 2021 | Class A Common Stock | SSaleDisposed | −2,811 | $44.95 | −$126,354.45 | 1,295,685 | Direct | |
| Sep 3, 2021 | Class A Common Stock | SSaleDisposed | −3,000 | $46.08 | −$138,240 | 1,292,685 | Direct | |
| Sep 3, 2021 | Class A Common Stock | MOption exerciseAcquired | +108,333 | – | – | 1,401,018 | Direct | |
| Sep 7, 2021 | Class A Common Stock | SSaleDisposed | −42,685 | $42.53 | −$1,815,393.05 | 1,358,333 | Direct | |
| Sep 7, 2021 | Class A Common Stock | SSaleDisposed | −1,690 | $43.19 | −$72,991.1 | 1,356,643 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Class A Common Stock | MOption exerciseDisposed | −108,333 | – | – | 891,667 | Direct | |
| Sep 3, 2021 | Class A Common Stock | MOption exerciseDisposed | −108,333 | – | – | 783,334 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.