TC Group, LLC's Form 4 filing
ZoomInfo Technologies Inc. (GTM) · filed Sep 3, 2021
- Accession no.
- 0000899243-21-035129
- Filed
- Sep 3, 2021, 4:30 PM ET
- Trade date
- Sep 2, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $64.2M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| TC Group, LLCCIK 0000933790 | 10% Owner |
| TC Group Sub L.P.CIK 0001548639 | 10% Owner |
| TC Group VI S1, L.P.CIK 0001766496 | 10% Owner |
| TC Group VI S1, L.L.C.CIK 0001766541 | 10% Owner |
| CG Subsidiary Holdings L.L.C.CIK 0001790577 | 10% Owner |
| Carlyle Partners VI Evergreen Holdings, L.P.CIK 0001802267 | 10% Owner |
| CP VI Evergreen Holdings, L.P.CIK 0001813962 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Class A Common Stock | CConversionAcquired | +1,035,891 | $0.00 | $0 | 1,035,891 | Indirect | |
| Sep 2, 2021 | Class A Common Stock | SSaleDisposed | −1,035,891 | $62.00 | −$64,225,242 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Class A Common Stock | CConversionDisposed | −519,382 | $0.00 | $0 | 33,968,739 | Indirect | |
| Sep 2, 2021 | Class A Common Stock | CConversionDisposed | −516,509 | $0.00 | $0 | 33,780,781 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Due to the limitations of the electronic filing system, each of The Carlyle Group Inc., Carlyle Holdings I GP Inc., Carlyle Holdings I GP Sub L.L.C., and Carlyle Holdings I L.P. are filing a separate Form 4.