Goeddel David V's Form 4 filing
RAPT Therapeutics, Inc. (RAPT) · filed Sep 3, 2021
- Accession no.
- 0000899243-21-035109
- Filed
- Sep 3, 2021, 4:09 PM ET
- Trade date
- Sep 1-2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $2.43M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goeddel David VCIK 0001182464 | 10% Owner |
| Column Group II, LPCIK 0001600420 | 10% Owner |
| Svennilson PeterCIK 0001606074 | 10% Owner |
| Kutzkey TimCIK 0001614186 | 10% Owner |
| Column Group II GP, LPCIK 0001645333 | 10% Owner |
| Ponoi Capital, LPCIK 0001707230 | 10% Owner |
| Ponoi Management, LLCCIK 0001720702 | 10% Owner |
| Ponoi Capital II, LPCIK 0001732601 | 10% Owner |
| Ponoi II Management, LLCCIK 0001746488 | 10% Owner |
| Column Group LLCCIK 0001833486 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Common Stock | SSaleDisposed | −6,904 | $35.02F1 | −$241,752.54 | 27,521 | Indirect | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −8,976 | $35.39F3 | −$317,674.1 | 18,545 | Indirect | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −8,805 | $35.06F4 | −$308,681.29 | 25,620 | Indirect | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −7,064 | $35.46F6 | −$250,483.79 | 18,556 | Indirect | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −18,545 | $35.43F7 | −$657,082.73 | 0 | Indirect | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −18,556 | $35.43F8 | −$657,468.77 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $34.21 to $35.20, inclusive. Peter Svennilson undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $35.21 to $35.87, inclusive. Peter Svennilson undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $34.23 to $35.22, inclusive. David Goeddel undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (4) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $35.23 to $35.87, inclusive. David Goeddel undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (6) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $34.91 to $35.85, inclusive. Peter Svennilson undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (7) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $34.94 to $35.85, inclusive. David Goeddel undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (8) to this Form 4.
Referenced by the price of 1 transaction in Table I.