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Goeddel David V's Form 4 filing

RAPT Therapeutics, Inc. (RAPT) · filed Aug 24, 2021

Accession no.
0000899243-21-034085
Filed
Aug 24, 2021, 8:52 PM ET
Trade date
Aug 20-24, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 18 non-derivative transactions. Open-market sales total $3.00M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Goeddel David VCIK 000118246410% Owner
Column Group II, LPCIK 000160042010% Owner
Svennilson PeterCIK 000160607410% Owner
Kutzkey TimCIK 000161418610% Owner
Column Group II GP, LPCIK 000164533310% Owner
Ponoi Capital, LPCIK 000170723010% Owner
Ponoi Management, LLCCIK 000172070210% Owner
Ponoi Capital II, LPCIK 000173260110% Owner
Ponoi II Management, LLCCIK 000174648810% Owner
Column Group LLCCIK 000183348610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 20, 2021Common StockSSaleDisposed−1,440$30.09F1−$43,326.5862,985Indirect
Aug 20, 2021Common StockSSaleDisposed−1,429$30.08F3−$42,984.6162,996Indirect
Aug 20, 2021Common StockSSaleDisposed−1,670$30.07F5−$50,222.2434,076Indirect
Aug 23, 2021Common StockSSaleDisposed−7,605$30.93F7−$235,197.5555,380Indirect
Aug 23, 2021Common StockSSaleDisposed−12,969$31.41F8−$407,373.1542,411Indirect
Aug 23, 2021Common StockSSaleDisposed−2,200$32.35F9−$71,167.840,211Indirect
Aug 23, 2021Common StockSSaleDisposed−7,278$30.92F10−$225,026.355,718Indirect
Aug 23, 2021Common StockSSaleDisposed−13,623$31.40F11−$427,809.8842,095Indirect
Aug 23, 2021Common StockSSaleDisposed−2,007$32.39F12−$65,011.9540,088Indirect
Aug 23, 2021Common StockSSaleDisposed−8,204$30.94F13−$253,855.5525,872Indirect
Aug 23, 2021Common StockSSaleDisposed−12,354$31.42F14−$388,123.1513,518Indirect
Aug 23, 2021Common StockSSaleDisposed−2,100$32.38F15−$68,004.5111,418Indirect
Aug 24, 2021Common StockSSaleDisposed−2,300$30.81F16−$70,853.1137,911Indirect
Aug 24, 2021Common StockSSaleDisposed−3,486$31.76F17−$110,706.6534,425Indirect
Aug 24, 2021Common StockSSaleDisposed−2,200$30.79F18−$67,739.9837,888Indirect
Aug 24, 2021Common StockSSaleDisposed−3,463$31.76F19−$109,978.334,425Indirect
Aug 24, 2021Common StockSSaleDisposed−4,318$30.94F20−$133,602.377,100Indirect
Aug 24, 2021Common StockSSaleDisposed−7,100$31.77F21−$225,532.210Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $30.00 to $30.18, inclusive. Peter Svennilson undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $30.01 to $30.18, inclusive. David Goeddel undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $30.00 to $30.19, inclusive. Tim Kutzkey undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (5) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $30.10 to $31.095, inclusive. Peter Svennilson undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (7) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $31.10 to $32.09, inclusive. Peter Svennilson undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (8) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $32.10 to $32.72, inclusive. Peter Svennilson undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (9) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F10

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $30.10 to $31.09, inclusive. David Goeddel undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (10) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F11

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $31.10 to $32.09, inclusive. David Goeddel undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (11) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F12

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $32.14 to $32.71, inclusive. David Goeddel undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (12) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F13

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $30.10 to $31.09, inclusive. Tim Kutzkey undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (13) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F14

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $31.10 to $32.09, inclusive. Tim Kutzkey undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (14) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F15

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $32.11 to $32.71, inclusive. Tim Kutzkey undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (15) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F16

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $30.29 to $31.21, inclusive. Peter Svennilson undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (16) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F17

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $31.29 to $32.06, inclusive. Peter Svennilson undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (17) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F18

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $30.27 to $31.16, inclusive. David Goeddel undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (18) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F19

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $31.27 to $32.06, inclusive. David Goeddel undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (19) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F20

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $30.39 to $31.38, inclusive. Tim Kutzkey undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (20) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F21

The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $31.39 to $32.07, inclusive. Tim Kutzkey undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (21) to this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)