Bregal Investments, Inc.'s Form 4 filing
Open Lending Corp (LPRO) · filed Aug 23, 2021
- Accession no.
- 0000899243-21-033921
- Filed
- Aug 23, 2021, 5:00 PM ET
- Trade date
- Aug 19-20, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $26.2M. It was filed 4 days after the trade.
This filing was later replaced by the amendment 0000899243-21-035690 (Sep 13, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bregal Investments, Inc.CIK 0001814533 | 10% Owner |
| Bregal North America General Partner Jersey LtdCIK 0001814601 | 10% Owner |
| Bregal Sagemount I, L.P.CIK 0001814733 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2021 | Common Stock | SSaleDisposed | −500,000 | $31.40 | −$15,700,000 | 8,786,192 | Direct | |
| Aug 20, 2021 | Common Stock | SSaleDisposed | −264,780 | $31.50 | −$8,340,570 | 8,503,412 | Direct | |
| Aug 20, 2021 | Common Stock | SSaleDisposed | −65,220 | $33.33F2 | −$2,173,580.42 | 8,438,192 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.48 to $33.26, inclusive.
Referenced by the price of 1 transaction in Table I.