Libman Brian L's Form 4 filing
Finance of America Companies Inc. (FOA) · filed Aug 20, 2021
- Accession no.
- 0000899243-21-033822
- Filed
- Aug 20, 2021
- Trade date
- Aug 18-19, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $874.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Libman Brian LCIK 0001356440 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2021 | Class A Common Stock | PPurchaseAcquired | +102,860 | $5.22F1 | +$536,929.2 | 220,070 | Indirect | |
| Aug 18, 2021 | Class A Common Stock | PPurchaseAcquired | +36,140 | $5.22F1 | +$188,650.8 | 77,323 | Direct | |
| Aug 19, 2021 | Class A Common Stock | PPurchaseAcquired | +21,660 | $5.07F3 | +$109,816.2 | 241,730 | Indirect | |
| Aug 19, 2021 | Class A Common Stock | PPurchaseAcquired | +7,611 | $5.07F3 | +$38,587.77 | 84,934 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.16 to $5.25, inclusive. The Reporting Person undertakes to provide to Finance of America Companies Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
Referenced by the price of 2 transactions in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.025 to $5.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
Referenced by the price of 2 transactions in Table I.
Remarks
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.