Schwarzman Stephen A's Form 4 filing
Gates Industrial Corp Ltd.GTES · filed Aug 18, 2021
- Accession no.
- 0000899243-21-033478
- Filed
- Aug 18, 2021, 5:07 PM ET
- Trade date
- Aug 16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $441.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwarzman Stephen ACIK 0001070844 | 10% Owner |
| Blackstone Inc.CIK 0001393818 | 10% Owner |
| Blackstone Group Management L.L.C.CIK 0001404071 | 10% Owner |
| Blackstone Holdings III L.P.CIK 0001404073 | 10% Owner |
| Blackstone Holdings III GP L.P.CIK 0001478809 | 10% Owner |
| Blackstone Holdings III GP Management L.L.C.CIK 0001478815 | 10% Owner |
| Bto GP L.L.C.CIK 0001728667 | 10% Owner |
| Blackstone Tactical Opportunities LR Associates (Cayman) Ltd.CIK 0001728822 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Ordinary Shares | SSaleDisposed | −2,696,994 | $15.36F1 | −$41,425,827.84 | 17,817,551 | Indirect | Duplicate filing |
| Aug 16, 2021 | Ordinary Shares | SSaleDisposed | −13,223,021 | $15.36F1 | −$203,105,602.56 | 87,357,197 | Indirect | Duplicate filing |
| Aug 16, 2021 | Ordinary Shares | SSaleDisposed | −12,786,205 | $15.36F1 | −$196,396,108.8 | 84,471,402 | Indirect | Duplicate filing |
| Aug 16, 2021 | Ordinary Shares | SSaleDisposed | −43,780 | $15.36F1 | −$672,460.8 | 289,233 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amount represents the $16.00 sale price Ordinary Share, less the underwriting discount of $0.64 per share.
Referenced by the price of 4 transactions in Table I.