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Sumitomo Pharma Co., Ltd.'s Form 4 filing

Myovant Sciences Ltd. (MYOV) · filed Aug 18, 2021

Accession no.
0000899243-21-033476
Filed
Aug 18, 2021, 5:05 PM ET
Trade date
Aug 16-17, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $1.52M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sumitomo Pharma Co., Ltd.CIK 000144660110% Owner
Sumitovant Biopharma Ltd.CIK 000179824410% Owner
Sumitomo Chemical Co., Ltd.CIK 000179855010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 16, 2021Common StockPPurchaseAcquired+42,785$21.29F2+$911,055.2348,683,966Indirect
Aug 16, 2021Common StockPPurchaseAcquired+5,382$21.94F4+$118,089.6948,689,348Indirect
Aug 17, 2021Common StockPPurchaseAcquired+23,549$20.89F6+$492,049.2948,712,897Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The transaction was executed in multiple trades ranging from $20.83 to $21.82 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F4

The transaction was executed in multiple trades ranging from $21.84 to $22.08 per share. The price reported above reflects the weighted average purchase price. The Reporting Person herereby undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F6

The transaction was executed in multiple trades ranging from $20.46 to $21.15 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)