Blackstone GTS Co-Invest L.P.'s Form 4 filing
Gates Industrial Corp Ltd.GTES · filed Aug 18, 2021
- Accession no.
- 0000899243-21-033472
- Filed
- Aug 18, 2021, 5:02 PM ET
- Trade date
- Aug 16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $441.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Blackstone GTS Co-Invest L.P.CIK 0001611508 | 10% Owner |
| BTO Omaha Manager L.L.C.CIK 0001728642 | 10% Owner |
| BTO Omaha Holdings L.P.CIK 0001728643 | 10% Owner |
| Blackstone Tactical Opportunities Management Associates (Cayman) L.P.CIK 0001728665 | 10% Owner |
| Blackstone Management Associates (Cayman) VI L.P.CIK 0001728669 | 10% Owner |
| Blackstone Family Investment Partnership (Cayman) VI-ESC L.P.CIK 0001728671 | 10% Owner |
| Blackstone Capital Partners (Cayman) VI L.P.CIK 0001728672 | 10% Owner |
| BCP VI GP L.L.C.CIK 0001728673 | 10% Owner |
| Blackstone LR Associates (Cayman) VI Ltd.CIK 0001728824 | 10% Owner |
| Omaha Aggregator (Cayman) L.P.CIK 0001779290 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Ordinary Shares | SSaleDisposed | −2,696,994 | $15.36F1 | −$41,425,827.84 | 17,817,551 | Indirect | |
| Aug 16, 2021 | Ordinary Shares | SSaleDisposed | −13,223,021 | $15.36F1 | −$203,105,602.56 | 87,357,197 | Indirect | |
| Aug 16, 2021 | Ordinary Shares | SSaleDisposed | −12,786,205 | $15.36F1 | −$196,396,108.8 | 84,471,402 | Indirect | |
| Aug 16, 2021 | Ordinary Shares | SSaleDisposed | −43,780 | $15.36F1 | −$672,460.8 | 289,233 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amount represents the $16.00 sale price Ordinary Share, less the underwriting discount of $0.64 per share.
Referenced by the price of 4 transactions in Table I.