Rubenstein David M.'s Form 4 filing
Carlyle Group Inc. (CG) · filed Aug 13, 2021
- Accession no.
- 0000899243-21-033055
- Filed
- Aug 13, 2021
- Trade date
- Aug 11-13, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $188.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rubenstein David M.CIK 0001543895 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Common Stock | SSaleDisposed | −2,100,000 | $46.46 | −$97,566,000 | 35,149,644 | Direct | |
| Aug 13, 2021 | Common Stock | SSaleDisposed | −1,895,200 | $47.80 | −$90,590,560 | 33,254,444 | Direct | |
| Aug 13, 2021 | Common Stock | SSaleDisposed | −4,800 | $48.86 | −$234,528 | 33,249,644 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.