Blutt Mitchell J MD's Form 4 filing
Surrozen, Inc. (SRZN) · filed Aug 13, 2021
- Accession no.
- 0000899243-21-033025
- Filed
- Aug 13, 2021, 7:26 PM ET
- Trade date
- Aug 11, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 6 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Blutt Mitchell J MDCIK 0001097955 | 10% Owner |
| Consonance Capital Management LPCIK 0001544773 | 10% Owner |
| Consonance Capman GP, LLCCIK 0001620428 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Class A Ordinary Shares | DReturned to the companyDisposed | −500,000 | – | – | 0 | Indirect | |
| Aug 11, 2021 | Common Stock | AGrant or awardAcquired | +500,000 | – | – | 500,000 | Indirect | |
| Aug 11, 2021 | Class A Ordinary Shares | DReturned to the companyDisposed | −371,100 | – | – | 0 | Indirect | |
| Aug 11, 2021 | Common Stock | AGrant or awardAcquired | +371,100 | – | – | 371,100 | Indirect | |
| Aug 11, 2021 | Class A Ordinary Shares | DReturned to the companyDisposed | −128,900 | – | – | 0 | Indirect | |
| Aug 11, 2021 | Common Stock | AGrant or awardAcquired | +128,900 | – | – | 128,900 | Indirect | |
| Aug 11, 2021 | Common Stock | AGrant or awardAcquired | +1,248,750 | – | – | 1,748,750 | Indirect | |
| Aug 11, 2021 | Common Stock | AGrant or awardAcquired | +926,822 | – | – | 1,297,922 | Indirect | |
| Aug 11, 2021 | Common Stock | AGrant or awardAcquired | +321,928 | – | – | 450,828 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Common Stock | PPurchaseAcquired | +166,667 | – | – | 166,667 | Indirect | |
| Aug 11, 2021 | Common Stock | PPurchaseAcquired | +123,700 | – | – | 123,700 | Indirect | |
| Aug 11, 2021 | Common Stock | PPurchaseAcquired | +42,966 | – | – | 42,966 | Indirect | |
| Aug 11, 2021 | Common Stock | AGrant or awardAcquired | +416,666 | – | – | 582,917 | Indirect | |
| Aug 11, 2021 | Common Stock | AGrant or awardAcquired | +309,250 | – | – | 432,640 | Indirect | |
| Aug 11, 2021 | Common Stock | AGrant or awardAcquired | +107,416 | – | – | 150,275 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.