CD&R Investment Associates X, Ltd.'s Form 4 filing
SmileDirectClub, Inc. (SDC) · filed Aug 13, 2021
- Accession no.
- 0000899243-21-032989
- Filed
- Aug 13, 2021, 5:13 PM ET
- Trade date
- Aug 12, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $2.65M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| CD&R Investment Associates X, Ltd.CIK 0001759120 | 10% Owner |
| CD&R SDC Holdings, L.P.CIK 0001788172 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Class A common stock, $0.0001 par value | SSaleDisposed | −500,000 | $5.30 | −$2,650,000 | 11,403,167 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.