TC Group, LLC's Form 4 filing
ZoomInfo Technologies Inc. (GTM) · filed Aug 10, 2021
- Accession no.
- 0000899243-21-032344
- Filed
- Aug 10, 2021, 4:18 PM ET
- Trade date
- Aug 6, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $505.7M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| TC Group, LLCCIK 0000933790 | 10% Owner |
| Carlyle Group Inc.CIK 0001527166 | 10% Owner |
| Carlyle Holdings I GP Inc.CIK 0001548626 | 10% Owner |
| Carlyle Holdings I GP Sub L.L.C.CIK 0001548627 | 10% Owner |
| Carlyle Holdings I L.P.CIK 0001548628 | 10% Owner |
| Carlyle Holdings II GP L.L.C.CIK 0001548629 | 10% Owner |
| Carlyle Holdings II L.L.C.CIK 0001548630 | 10% Owner |
| TC Group Sub L.P.CIK 0001548639 | 10% Owner |
| CG Subsidiary Holdings L.L.C.CIK 0001790577 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Class A Common Stock | CConversionAcquired | +9,236,692 | $0.00 | $0 | 9,236,692 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −9,236,692 | $54.75 | −$505,708,887 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Class A Common Stock | CConversionDisposed | −9,236,692 | $0.00 | $0 | 38,197,624 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Due to the limitations of the electronic filing system, each of TC Group VI S1, L.L.C., TC Group VI S1, L.P., TC Group Cayman Investment Holdings, L.P., TC Group Cayman Investment Holdings Sub L.P., TC Group VI, L.L.C., TC Group VI, L.P., Carlyle Partners VI Evergreen Holdings, L.P., CP VI Evergreen Holdings, L.P. and Carlyle Partners VI Dash Holdings, L.P. are filing a separate Form 4.