Dorrance Thomas M.'s Form 4 filing
California BanCorp (CALB) · filed Aug 9, 2021
- Accession no.
- 0000899243-21-032201
- Filed
- Aug 9, 2021
- Trade date
- Aug 6-9, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $36.0K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dorrance Thomas M.CIK 0001808167 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Common Stock | SSaleDisposed | −97 | $18.00 | −$1,746 | 25,154 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −1,056 | $18.00 | −$19,008 | 24,098 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −847 | $18.00 | −$15,246 | 23,251 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.