Tammenoms Bakker Juliet's Form 4 filing
RxSight, Inc. (RXST) · filed Aug 5, 2021
- Accession no.
- 0000899243-21-031826
- Filed
- Aug 5, 2021
- Trade date
- Aug 3, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 6 derivative transactions. Open-market purchases total $10.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tammenoms Bakker JulietCIK 0001431159 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2021 | Common Stock | PPurchaseAcquired | +12,500 | $16.00 | +$200,000 | 18,359 | Direct | |
| Aug 3, 2021 | Common Stock | CConversionAcquired | +1,863,613 | $0.00F1,F2 | $0 | 1,863,613 | Indirect | |
| Aug 3, 2021 | Common Stock | PPurchaseAcquired | +125,000 | $16.00 | +$2,000,000 | 1,988,613 | Indirect | |
| Aug 3, 2021 | Common Stock | PPurchaseAcquired | +500,000 | $16.00 | +$8,000,000 | 500,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2021 | Common Stock | CConversionDisposed | −1,613,423 | $0.00F1 | $0 | 0 | Indirect | |
| Aug 3, 2021 | Common Stock | CConversionDisposed | −242,013 | $0.00F2 | $0 | 0 | Indirect | |
| Aug 3, 2021 | Series H Preferred Stock | MOption exerciseDisposed | −36,302 | $0.00F2 | $0 | 0 | Indirect | |
| Aug 3, 2021 | Common Stock | MOption exerciseAcquired | +36,302 | $0.00F2 | $0 | 36,302 | Indirect | |
| Aug 3, 2021 | Common Stock | FTax withholdingDisposed | −28,125 | $0.00F2 | $0 | 8,177 | Indirect | |
| Aug 3, 2021 | Common Stock | CConversionDisposed | −8,177 | $0.00F2 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
All shares of the Series G Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F2
All shares of the Series H Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.
Referenced by the price of 1 transaction in Table I and 5 transactions in Table II.