Nicholson Jonathan's Form 4 filing
Icosavax, Inc. (ICVX) · filed Aug 4, 2021
- Accession no.
- 0000899243-21-031642
- Filed
- Aug 4, 2021, 6:20 PM ET
- Trade date
- Aug 2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $2.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nicholson JonathanCIK 0001677759 | Other: Former 10% Owner |
| NanoDimension III, L.P.CIK 0001874912 | Other: Former 10% Owner |
| NanoDimension III Management LtdCIK 0001875023 | Other: Former 10% Owner |
| NanoDimension III GP Limited PartnershipCIK 0001875135 | Other: Former 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | CConversionAcquired | +2,749,995 | $0.00 | $0 | 2,749,995 | Direct | |
| Aug 2, 2021 | Common Stock | PPurchaseAcquired | +133,334 | $15.00 | +$2,000,010 | 2,883,329 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | CConversionDisposed | −2,502,686 | – | – | 0 | Indirect | |
| Aug 2, 2021 | Common Stock | CConversionDisposed | −247,308 | – | – | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.