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Shannon Timothy M's Form 4 filing

Rallybio Corp (RLYB) · filed Aug 4, 2021

Accession no.
0000899243-21-031633
Filed
Aug 4, 2021
Trade date
Jul 28-Aug 2, 2021
Filing delay
7 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 4 derivative transactions. Open-market purchases total $1.00M. It was filed 7 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Shannon Timothy MCIK 0001207114Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 28, 2021Common StockJOtherAcquired+2,332,789––2,332,789Indirect
Aug 2, 2021Common StockPPurchaseAcquired+76,923$13.00+$999,9992,409,712Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 28, 2021Common StockJOtherDisposed−282,044––0Indirect
Jul 28, 2021Common StockJOtherDisposed−1,372,990––0Indirect
Jul 28, 2021Common StockJOtherDisposed−677,755––0Indirect
Jul 28, 2021Common StockAGrant or awardAcquired+13,440$0.00$013,440Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)