Hack Andrew A. F.'s Form 4 filing
Nuvalent, Inc. (NUVL) · filed Aug 4, 2021
- Accession no.
- 0000899243-21-031627
- Filed
- Aug 4, 2021
- Trade date
- Aug 2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market purchases total $12.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hack Andrew A. F.CIK 0001657434 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Class A Common Stock | CConversionAcquired | +2,693,014 | –F3 | – | 2,693,014 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | PPurchaseAcquired | +735,000 | $17.00 | +$12,495,000 | 3,428,014 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Class A Common Stock | CConversionDisposed | −2,693,014 | –F3 | – | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Each share of the Issuer's Series B Preferred Stock automatically converted into 0.1858 shares of the Issuer's Class A Common Stock immediately prior to the closing of the Issuer's initial public offering.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.