Fogelsong Norman A's Form 4 filing
Hims & Hers Health, Inc. (HIMS) · filed Aug 3, 2021
- Accession no.
- 0000899243-21-031448
- Filed
- Aug 3, 2021, 9:40 PM ET
- Trade date
- Jul 30, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fogelsong Norman ACIK 0001140932 | 10% Owner |
| Phelps Dennis BCIK 0001299965 | 10% Owner |
| Harrick Stephen JCIK 0001299975 | 10% Owner |
| Chaffee Todd CCIK 0001300134 | 10% Owner |
| Miller J SanfordCIK 0001359524 | 10% Owner |
| Institutional Venture Partners XV, L.P.CIK 0001640274 | 10% Owner |
| Institutional Venture Management XV, LLCCIK 0001640275 | 10% Owner |
| Institutional Venture Partners XV Executive Fund, L.P.CIK 0001661321 | 10% Owner |
| Institutional Venture Partners XVI, L.P.CIK 0001716992 | 10% Owner |
| Institutional Venture Management XVI, LLCCIK 0001716997 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2021 | Class A Common Stock | XIn-the-money exerciseAcquired | +297 | $11.50 | +$3,415.5 | 54,192 | Indirect | |
| Jul 30, 2021 | Class A Common Stock | XIn-the-money exerciseAcquired | +56,659 | $11.50 | +$651,578.5 | 10,189,290 | Indirect | |
| Jul 30, 2021 | Class A Common Stock | XIn-the-money exerciseAcquired | +56,961 | $11.50 | +$655,051.5 | 10,243,499 | Indirect | |
| Jul 30, 2021 | Class A Common Stock | SSaleDisposed | −218 | –F1 | – | 53,974 | Indirect | |
| Jul 30, 2021 | Class A Common Stock | SSaleDisposed | −41,532 | –F1 | – | 10,147,758 | Indirect | |
| Jul 30, 2021 | Class A Common Stock | SSaleDisposed | −41,753 | –F1 | – | 10,201,746 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2021 | Class A Common Stock | XIn-the-money exerciseDisposed | −297 | $0.00 | $0 | 297 | Indirect | |
| Jul 30, 2021 | Class A Common Stock | XIn-the-money exerciseDisposed | −56,659 | $0.00 | $0 | 56,659 | Indirect | |
| Jul 30, 2021 | Class A Common Stock | XIn-the-money exerciseDisposed | −56,961 | $0.00 | $0 | 56,961 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
IVP XV Executive Fund, IVP XV and IVP XVI (as defined below) exercised warrants to purchase shares of the Issuer's Class A Common Stock. The warrants were exercised on a cashless basis pursuant to Section 6.2 of that certain Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated, July 22, 2019 (the "Warrant Agreement"), following the Issuer's Notice of Redemption dated July 9, 2021. In the cashless exercise, under the terms of the Warrant Agreement, IVP XV Executive Fund, IVP XV and IVP XVI received 0.267 shares per warrant exercised and the Issuer withheld 0.733 shares per warrant exercised.
Referenced by the price of 3 transactions in Table I.