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Crandell Keith's Form 4 filing

DA32 Life Science Tech Acquisition Corp. (DALS) · filed Aug 3, 2021

Accession no.
0000899243-21-031427
Filed
Aug 3, 2021
Trade date
Jul 30, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $16.0M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Crandell KeithCIK 0001219039Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 30, 2021Class A Common StockPPurchaseAcquired+1,600,000$10.00+$16,000,0001,600,000Indirect
Jul 30, 2021Class A Common StockAGrant or awardAcquired+650,000$10.00+$6,500,0002,250,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Henrikki Harsu, Attorney-in-Fact: Power of Attorney, which is hereby incorporated by reference to Exhibit 24 to a Form 3 with regard to DA32 Life Science Tech Acquisition Corp. filed with the Securities and Exchange Commission on July 27, 2021 by Keith Crandell.

Read the full filing on SEC EDGAR (opens in a new tab)