Skip to main content

Schuler Jack W's Form 4 filing

Soleno Therapeutics Inc (SLNO) · filed Aug 3, 2021

Accession no.
0000899243-21-031364
Filed
Aug 3, 2021
Trade date
Dec 7, 2020-May 18, 2021
Filing delay
239 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 26 non-derivative transactions. Open-market sales total $3.90M. It was filed 239 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schuler Jack WCIK 000102141210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 7, 2020Common StockSSaleDisposed−65,782$1.91−$125,643.6211,303,080Indirect
Dec 8, 2020Common StockSSaleDisposed−63,746$1.85−$117,930.111,239,334Indirect
Dec 30, 2020Common StockSSaleDisposed−33,697$1.95−$65,709.1511,205,637Indirect
Dec 31, 2020Common StockSSaleDisposed−520$1.95−$1,01411,205,117Indirect
Dec 31, 2020Common StockSSaleDisposed−98,862$1.90−$187,837.811,106,255Indirect
Jan 4, 2021Common StockSSaleDisposed−102,000$1.99−$202,98011,004,255Indirect
Jan 19, 2021Common StockSSaleDisposed−29,723$2.05−$60,932.1510,974,532Indirect
Jan 20, 2021Common StockSSaleDisposed−20,277$2.10−$42,581.710,954,255Indirect
Jan 21, 2021Common StockSSaleDisposed−15,566$2.10−$32,688.610,938,689Indirect
Jan 22, 2021Common StockSSaleDisposed−72,591$2.09−$151,715.1910,866,098Indirect
Jan 25, 2021Common StockSSaleDisposed−12,818$2.06−$26,405.0810,853,280Indirect
Jan 26, 2021Common StockSSaleDisposed−12,763$2.05−$26,164.1510,840,517Indirect
Jan 27, 2021Common StockSSaleDisposed−100$2.05−$20510,840,417Indirect
Feb 18, 2021Common StockSSaleDisposed−258,300$2.95−$761,98510,582,117Indirect
Feb 25, 2021Common StockSSaleDisposed−200$2.71−$54210,581,917Indirect
Apr 8, 2021Common StockSSaleDisposed−248,636$1.21−$300,849.5610,333,281Indirect
Apr 9, 2021Common StockSSaleDisposed−250,000$1.20−$300,00010,083,281Indirect
Apr 28, 2021Common StockSSaleDisposed−80,498$1.26−$101,427.4810,002,783Indirect
Apr 30, 2021Common StockSSaleDisposed−5,625$1.25−$7,031.259,997,158Indirect
May 5, 2021Common StockSSaleDisposed−248,115$1.14−$282,851.19,749,043Indirect
May 18, 2021Common StockSSaleDisposed−41,195$1.03−$42,430.859,707,848Indirect
Jan 15, 2021Common StockSSaleDisposed−35,231$2.11−$74,337.414,460,894Indirect
Feb 3, 2021Common StockSSaleDisposed−14,700$2.13−$31,3114,446,194Indirect
Feb 22, 2021Common StockSSaleDisposed−700$2.97−$2,0794,445,494Indirect
Mar 4, 2021Common StockSSaleDisposed−172,717$2.62−$452,518.544,272,777Indirect
Mar 5, 2021Common StockSSaleDisposed−187,985$2.67−$501,919.954,084,792Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Certain transactions reported in this Form 4 are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with certain prior purchases of shares by the Schuler Living Trust. The Schuler Living Trust has disgorged to the Issuer, on a voluntary basis, the full amount of any recoverable profits.

Read the full filing on SEC EDGAR (opens in a new tab)