GS Investment Strategies, LLC's Form 4 filing
ThredUp Inc. (TDUP) · filed Aug 2, 2021
- Accession no.
- 0000899243-21-030980
- Filed
- Aug 2, 2021
- Trade date
- Aug 2, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $25.0M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| GS Investment Strategies, LLCCIK 0001420392 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Class A Common Stock | CConversionAcquired | +516,331 | –F1 | – | 516,331 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | CConversionAcquired | +563,469 | –F3 | – | 563,469 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −516,331 | $23.16 | −$11,958,225.96 | 0 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −563,469 | $23.16 | −$13,049,942.04 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Class A Common Stock | CConversionDisposed | −516,331 | $0.00 | $0 | 4,646,977 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | CConversionDisposed | −563,469 | $0.00 | $0 | 5,071,228 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On August 2, 2021, Global Private Opportunities Partners II LP ("GPO II LP") converted 516,331 shares of Class B Common Stock for 516,331 shares of Class A Common Stock.
Referenced by the price of 1 transaction in Table I.
- F3
On August 2, 2021, Global Private Opportunities Partners II Offshore Holdings LP ("GPO II Offshore") converted 563,469 shares of Class B Common Stock for 563,469 shares of Class A Common Stock.
Referenced by the price of 1 transaction in Table I.