Skip to main content

Hoffman Steve's Form 4 filing

Tyme Technologies, Inc. (TYME) · filed Aug 2, 2021

Accession no.
0000899243-21-030975
Filed
Aug 2, 2021
Trade date
Jul 29-30, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $288.6K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hoffman SteveCIK 0001711342Director, Officer (Chief Science Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 29, 2021Common StockSSaleDisposed−156,275$1.20F2−$187,53023,680,223Direct
Jul 30, 2021Common StockSSaleDisposed−87,925$1.15F2−$101,113.7523,592,298Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.17 to $1.27, inclusive, on July 29, 2021, and prices ranging from $1.12 to $1.165, inclusive, on July 30, 2021. The reporting person undertakes to provide to Tyme Technologies, Inc., any security holder of Tyme Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)