TC Group Cayman Investment Holdings, L.P.'s Form 4 filing
ZoomInfo Technologies Inc. (GTM) · filed Jul 28, 2021
- Accession no.
- 0000899243-21-030350
- Filed
- Jul 28, 2021, 4:35 PM ET
- Trade date
- Jul 26-27, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $15.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| TC Group Cayman Investment Holdings, L.P.CIK 0001475444 | 10% Owner |
| TC Group Cayman Investment Holdings Sub L.P.CIK 0001548636 | 10% Owner |
| TC Group VI S1, L.P.CIK 0001766496 | 10% Owner |
| TC Group VI S1, L.L.C.CIK 0001766541 | 10% Owner |
| TC Group VI, L.P.CIK 0001791637 | 10% Owner |
| TC Group VI, L.L.C.CIK 0001791638 | 10% Owner |
| Carlyle Partners VI Evergreen Holdings, L.P.CIK 0001802267 | 10% Owner |
| Carlyle Partners VI Dash Holdings, L.P.CIK 0001802268 | 10% Owner |
| CP VI Evergreen Holdings, L.P.CIK 0001813962 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | Class A Common Stock | CConversionAcquired | +162,510 | $0.00 | $0 | 162,510 | Indirect | Duplicate filing |
| Jul 26, 2021 | Class A Common Stock | SSaleDisposed | −153,556 | $54.18F5 | −$8,319,403.03 | 8,954 | Indirect | Duplicate filing |
| Jul 26, 2021 | Class A Common Stock | SSaleDisposed | −8,954 | $54.61F6 | −$488,998.53 | 0 | Indirect | Duplicate filing |
| Jul 27, 2021 | Class A Common Stock | CConversionAcquired | +121,284 | $0.00 | $0 | 121,284 | Indirect | Duplicate filing |
| Jul 27, 2021 | Class A Common Stock | SSaleDisposed | −55,622 | $52.95F7 | −$2,945,457.45 | 65,662 | Indirect | Duplicate filing |
| Jul 27, 2021 | Class A Common Stock | SSaleDisposed | −54,687 | $53.76F8 | −$2,940,186.4 | 10,975 | Indirect | Duplicate filing |
| Jul 27, 2021 | Class A Common Stock | SSaleDisposed | −10,975 | $54.49F9 | −$598,008 | 0 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | Class A Common Stock | CConversionDisposed | −162,510 | $0.00 | $0 | 49,808,252 | Indirect | Duplicate filing |
| Jul 27, 2021 | Class A Common Stock | CConversionDisposed | −121,284 | $0.00 | $0 | 49,686,968 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.525 to $54.51. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.53 to $54.70. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.34 to $53.32. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.34 to $54.335. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.34 to $54.68. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
Due to the limitations of the electronic filing system, each of Carlyle Group Management L.L.C, The Carlyle Group Inc., Carlyle Holdings I GP Inc., Carlyle Holdings I GP Sub L.L.C., Carlyle Holdings I L.P., CG Subsidiary Holdings L.L.C., TC Group, L.L.C., TC Group Sub L.P.,Carlyle Holdings II GP L.L.C and Carlyle Holdings II L.L.C. are filing a separate Form 4.