TC Group, LLC's Form 4 filing
ZoomInfo Technologies Inc. (GTM) · filed Jul 26, 2021
- Accession no.
- 0000899243-21-029912
- Filed
- Jul 26, 2021, 5:48 PM ET
- Trade date
- Jul 22-23, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $9.35M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| TC Group, LLCCIK 0000933790 | 10% Owner |
| Carlyle Group Inc.CIK 0001527166 | 10% Owner |
| Carlyle Group Management L.L.C.CIK 0001548624 | 10% Owner |
| Carlyle Holdings I GP Inc.CIK 0001548626 | 10% Owner |
| Carlyle Holdings I GP Sub L.L.C.CIK 0001548627 | 10% Owner |
| Carlyle Holdings I L.P.CIK 0001548628 | 10% Owner |
| Carlyle Holdings II GP L.L.C.CIK 0001548629 | 10% Owner |
| Carlyle Holdings II L.L.C.CIK 0001548630 | 10% Owner |
| TC Group Sub L.P.CIK 0001548639 | 10% Owner |
| CG Subsidiary Holdings L.L.C.CIK 0001790577 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 22, 2021 | Class A Common Stock | CConversionAcquired | +69,264 | $0.00 | $0 | 69,264 | Indirect | Duplicate filing |
| Jul 22, 2021 | Class A Common Stock | SSaleDisposed | −33,808 | $52.56F5 | −$1,776,941.72 | 35,456 | Indirect | Duplicate filing |
| Jul 22, 2021 | Class A Common Stock | SSaleDisposed | −35,456 | $53.45F6 | −$1,895,155.11 | 0 | Indirect | Duplicate filing |
| Jul 23, 2021 | Class A Common Stock | CConversionAcquired | +105,758 | $0.00 | $0 | 105,758 | Indirect | Duplicate filing |
| Jul 23, 2021 | Class A Common Stock | SSaleDisposed | −33,026 | $53.36F7 | −$1,762,198.01 | 72,732 | Indirect | Duplicate filing |
| Jul 23, 2021 | Class A Common Stock | SSaleDisposed | −72,732 | $53.89F8 | −$3,919,752.95 | 0 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 22, 2021 | Class A Common Stock | CConversionDisposed | −69,264 | $0.00 | $0 | 50,076,520 | Indirect | Duplicate filing |
| Jul 23, 2021 | Class A Common Stock | CConversionDisposed | −105,758 | $0.00 | $0 | 49,970,762 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.99. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.82. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.73 to $53.725. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.73 to $54.15. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
Due to the limitations of the electronic filing system, each of TC Group VI S1, L.L.C., TC Group VI S1, L.P., TC Group Cayman Investment Holdings, L.P., TC Group Cayman Investment Holdings Sub L.P., TC Group VI, L.L.C., TC Group VI, L.P., Carlyle Partners VI Evergreen Holdings, L.P., CP VI Evergreen Holdings, L.P. and Carlyle Partners VI Dash Holdings, L.P. are filing a separate Form 4.