Robertson Corbin J Jr's Form 4 filing
KLX Energy Services Holdings, Inc. (KLXE) · filed Jul 23, 2021
- Accession no.
- 0000899243-21-029764
- Filed
- Jul 23, 2021, 6:49 PM ET
- Trade date
- Jul 21-22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $387.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Robertson Corbin J JrCIK 0001194888 | Director, 10% Owner, Other: Member of 10% Owner Group |
| Quintana Energy Partners L PCIK 0001377744 | Other: Member of 10% owner group |
| Quintana Energy Fund - TE, L.P.CIK 0001377745 | Other: Member of 10% owner group |
| Quintana Energy Fund FI L PCIK 0001377746 | Other: Member of 10% owner group |
| QEP Management Co LPCIK 0001509450 | Other: Member of 10% owner group |
| QEP Management Co GP LLCCIK 0001509451 | Other: Member of 10% owner group |
| Quintana Capital Group GP LtdCIK 0001509587 | Other: Member of 10% owner group |
| Robertson QES Investment LLCCIK 0001709509 | Other: Member of 10% owner group |
| Quintana Energy Partners - QES Holdings, L.L.C.CIK 0001730371 | Other: Member of 10% owner group |
| Quintana Capital Group, L.P.CIK 0001731274 | Other: Member of 10% owner group |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 21, 2021 | Common stock | SSaleDisposed | −19,614 | $6.66F7 | −$130,717.5 | 440,675 | Indirect | |
| Jul 21, 2021 | Common stock | SSaleDisposed | −2,917 | $6.66F8 | −$19,440.35 | 65,540 | Indirect | |
| Jul 21, 2021 | Common stock | SSaleDisposed | −1,171 | $6.66F9 | −$7,804.13 | 26,297 | Indirect | |
| Jul 22, 2021 | Common stock | SSaleDisposed | −29,700 | $6.40F10 | −$190,109.7 | 410,975 | Indirect | |
| Jul 22, 2021 | Common stock | SSaleDisposed | −4,417 | $6.40F11 | −$28,273.22 | 61,123 | Indirect | |
| Jul 22, 2021 | Common stock | SSaleDisposed | −1,772 | $6.40F12 | −$11,342.57 | 24,525 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F7
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $6.00 to $6.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $6.00 to $6.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $6.00 to $6.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $6.09 to $6.63. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $6.09 to $6.63. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions on one day at prices ranging from $6.09 to $6.63. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.