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Suntx Capital Partners L P's Form 4 filing

Construction Partners, Inc.ROAD · filed Jul 22, 2021

Accession no.
0000899243-21-029462
Filed
Jul 22, 2021, 4:05 PM ET
Trade date
Jul 20-21, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $3.38M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Suntx Capital Partners L PCIK 0001208091Director, 10% Owner
SunTx CPI Expansion Fund LPCIK 0001410954Director, 10% Owner
SunTx Fulcrum Fund Prime, L.P.CIK 0001702326Director, 10% Owner
Fleming Ned N IIICIK 0001707712Director, 10% Owner
SunTx Fulcrum Dutch Investors Prime, L.P.CIK 0001711005Director, 10% Owner
Matteson Mark RCIK 0001739134Director, 10% Owner
Jennings CraigCIK 0001739383Director, 10% Owner
SunTx Capital Management Corp.CIK 0001739424Director, 10% Owner
SunTX CPI Expansion Fund GP, L.P.CIK 0001739437Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 20, 2021Class A Common StockSSaleDisposed−15,756$32.00F2−$504,240.8490,000Indirect
Jul 21, 2021Class A Common StockSSaleDisposed−90,000$32.00F4−$2,880,1350Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.04, inclusive. The reporting person undertakes to provide to Construction Partners, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

Referenced by the price of 1 transaction in Table I.

F4

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Remarks

Each of Ned N. Fleming, III, Craig Jennings and Mark R. Matteson serves on the Board of Directors of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the reporting persons other than Mr. Fleming, Mr. Jennings and Mr. Matteson are deemed directors by deputization by virtue of their representation on the Board of Directors of the Issuer.

Read the full filing on SEC EDGAR (opens in a new tab)