Oaktree Capital Management LP's Form 4 filing
Shoals Technologies Group, Inc. (SHLS) · filed Jul 21, 2021
- Accession no.
- 0000899243-21-029261
- Filed
- Jul 21, 2021, 5:05 PM ET
- Trade date
- Jul 19, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oaktree Capital Management LPCIK 0000949509 | 10% Owner |
| BROOKFIELD CorpCIK 0001001085 | 10% Owner |
| Oaktree Capital Group Holdings, L.P.CIK 0001403527 | 10% Owner |
| Brookfield Oaktree Holdings, LLCCIK 0001403528 | 10% Owner |
| Oaktree Fund GP, LLCCIK 0001499005 | 10% Owner |
| Oaktree Power Opportunities Fund IV, L.P.CIK 0001622599 | 10% Owner |
| Oaktree Power Opportunities Fund IV (Parallel), L.P.CIK 0001701705 | 10% Owner |
| Oaktree Capital Holdings, LLCCIK 0001790787 | 10% Owner |
| Oaktree Power Opportunities Fund IV (Delaware) Holdings, L.P.CIK 0001834996 | 10% Owner |
| BAM Partners TrustCIK 0001861643 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2021 | Class A Common Stock, par value $0.00001 per share | SSaleDisposed | −4,977,751 | –F6 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
Represents Class A Common Stock, par value $0.00001 per share ("Class A Common Stock") of Shoals Technologies Group, Inc. disposed of in connection with an underwritten public offering, which closed on July 19, 2021. These shares of Class A Common Stock were disposed at $27.02 per share, a public offering price of $28.00 per share less the underwriting discounts.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit 99.1 Signatures