Schwartz Jeffrey Lawrence's Form 4 filing
Rapid Micro Biosystems, Inc. (RPID) · filed Jul 21, 2021
- Accession no.
- 0000899243-21-029222
- Filed
- Jul 21, 2021, 4:40 PM ET
- Trade date
- Jul 19, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market purchases total $2.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwartz Jeffrey LawrenceCIK 0001702957 | Director, 10% Owner |
| Koppel AdamCIK 0001578965 | 10% Owner |
| Bain Capital Life Sciences Fund, L.P.CIK 0001687968 | 10% Owner |
| BCIP Life Sciences Associates, LPCIK 0001702921 | 10% Owner |
| Bain Capital Life Sciences Partners, LPCIK 0001703030 | 10% Owner |
| Bain Capital Life Sciences Investors, LLCCIK 0001703031 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2021 | Class A Common Stock | CConversionAcquired | +6,999,998 | – | – | 6,999,998 | Indirect | |
| Jul 19, 2021 | Class A Common Stock | CConversionAcquired | +1,334,562 | – | – | 8,334,560 | Indirect | |
| Jul 19, 2021 | Class A Common Stock | PPurchaseAcquired | +100,000 | $20.00 | +$2,000,000 | 8,434,560 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2021 | Class A Common Stock | CConversionDisposed | −6,999,998 | – | – | 0 | Indirect | |
| Jul 19, 2021 | Class A Common Stock | CConversionDisposed | −1,334,562 | – | – | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.