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Enright Patrick G's Form 4 filing

Rapid Micro Biosystems, Inc. (RPID) · filed Jul 20, 2021

Accession no.
0000899243-21-029105
Filed
Jul 20, 2021, 9:39 PM ET
Trade date
Jul 19, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 7 derivative transactions. Open-market purchases total $3.00M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Enright Patrick GCIK 000125388610% Owner
Tammenoms Bakker JulietCIK 000143115910% Owner
Longitude Venture Partners II, L.P.CIK 000152751010% Owner
Longitude Capital Partners II, LLCCIK 000164749110% Owner
Longitude Prime Partners, LLCCIK 000186577910% Owner
Longitude Prime Fund, L.P.CIK 000186584410% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 19, 2021Class A Common StockCConversionAcquired+3,344,038$0.00$03,407,952Indirect
Jul 19, 2021Class A Common StockPPurchaseAcquired+150,000$20.00+$3,000,000150,000Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 19, 2021Class A Common StockCConversionDisposed−1,754,801$0.00$00Indirect
Jul 19, 2021Class A Common StockCConversionDisposed−1,130,904$0.00$00Indirect
Jul 19, 2021Class A Common StockCConversionDisposed−458,333$0.00$00Indirect
Jul 19, 2021Series A1 Preferred StockCConversionDisposed−2,500,000$0.00$00Indirect
Jul 19, 2021Class A Common StockCConversionAcquired+500,000$0.00$0500,000Indirect
Jul 19, 2021Series B1 Preferred StockCConversionDisposed−645,160$0.00$00Indirect
Jul 19, 2021Class A Common StockCConversionAcquired+129,032$0.00$0129,032Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)