Gopalan Anand's Form 4 filing
Velodyne Lidar, Inc. (VLDR) · filed Jul 19, 2021
- Accession no.
- 0000899243-21-028786
- Filed
- Jul 19, 2021
- Trade date
- Jul 14-15, 2021
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $276.9K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gopalan AnandCIK 0001827155 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2021 | Common Stock | MOption exerciseAcquired | +59,674 | –F1 | – | 443,457 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −30,005 | $9.23 | −$276,946.15 | 413,452 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2021 | Common Stock | MOption exerciseDisposed | −4,590 | $0.00 | $0 | 22,952 | Direct | |
| Jul 14, 2021 | Common Stock | MOption exerciseDisposed | −55,084 | $0.00 | $0 | 202,005 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on June 9, 2021.
Referenced by the price of 1 transaction in Table I.