Goldman Sachs & Co. LLC's Form 4 filing
ProSight Global, Inc.PROS · filed Jul 15, 2021
- Accession no.
- 0000899243-21-028549
- Filed
- Jul 15, 2021, 7:13 PM ET
- Trade date
- Jul 25, 2019-Apr 30, 2021
- Filing delay
- 721 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market purchases total $208.0K. Open-market sales total $208.0K. It was filed 721 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goldman Sachs & Co. LLCCIK 0000769993 | 10% Owner |
| Goldman Sachs Group IncCIK 0000886982 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 25, 2019 | Common Stock | PPurchaseAcquired | +10,000 | $16.00 | +$160,000 | 1,394,956 | Indirect | |
| Jul 25, 2019 | Common Stock | SSaleDisposed | −10,000 | $16.00 | −$160,000 | 1,384,956 | Indirect | |
| Oct 15, 2019 | Common Stock | PPurchaseAcquired | +1,074 | $17.33 | +$18,613.17 | 17,006,651 | Indirect | |
| Oct 15, 2019 | Common Stock | SSaleDisposed | −1,074 | $17.33 | −$18,613.17 | 17,005,577 | Indirect | |
| Mar 5, 2020 | Common Stock | PPurchaseAcquired | +2,000 | $13.81 | +$27,620 | 17,007,247 | Indirect | |
| Mar 5, 2020 | Common Stock | SSaleDisposed | −2,000 | $13.81 | −$27,620 | 17,005,247 | Indirect | |
| Jul 27, 2020 | Common Stock | PPurchaseAcquired | +200 | $8.69 | +$1,738 | 17,006,124 | Indirect | |
| Jul 27, 2020 | Common Stock | SSaleDisposed | −200 | $8.69 | −$1,738 | 17,005,924 | Indirect | |
| Apr 30, 2021 | Common Stock | CConversionAcquired | +9,183 | $0.00 | $0 | 17,005,532 | Direct | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 30, 2021 | Common Stock | CConversionDisposed | −9,183 | –F6 | – | 11,043 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
Represents the automatic conversion of 9,183 vested Restricted Stock Units ("RSUs") awarded to Magnus Helgason pursuant to the non-employee director compensation policy of the Issuer for his service as a director of the Issuer into 9,183 shares of Common Stock in connection with Mr. Helgason's departure from the Issuer's board of directors. Mr. Helgason held the RSUs on behalf of GS Group.
Referenced by the price of 1 transaction in Table II.