Froehlich Robert J's Form 4 filing
Highland Global Allocation Fund (HGLB) · filed Jul 12, 2021
- Accession no.
- 0000899243-21-028100
- Filed
- Jul 12, 2021
- Trade date
- Jul 8, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $39.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Froehlich Robert JCIK 0001606636 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 8, 2021 | Common Stock | PPurchaseAcquired | +3,600 | $9.15 | +$32,940 | 6,216 | Indirect | |
| Jul 8, 2021 | Common Stock | PPurchaseAcquired | +758 | $9.15 | +$6,935.7 | 3,415 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.