Riverwood Capital Partners II (Parallel-B) L.P.'s Form 4 filing
BTRS Holdings Inc. (BTRS) · filed Jul 8, 2021
- Accession no.
- 0000899243-21-027948
- Filed
- Jul 8, 2021, 9:30 PM ET
- Trade date
- Jul 6, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $29.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Riverwood Capital Partners II (Parallel-B) L.P.CIK 0001596118 | 10% Owner |
| Riverwood Capital Partners II L.P.CIK 0001596154 | 10% Owner |
| Riverwood Capital GP II Ltd.CIK 0001841902 | 10% Owner |
| Riverwood Capital II L.P.CIK 0001841905 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 6, 2021 | Class 1 Common Stock | SSaleDisposed | −2,474,539 | $11.73F2 | −$29,024,857.75 | 14,245,740 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Pursuant to an Underwriting Agreement, dated June 30, 2021, entered into between the Issuer and the underwriters and selling securityholders named therein, this amount represents the $11.72937 sale price per share of Common Stock received by Riverwood Capital in connection with a registered offering that closed on July 6, 2021.
Referenced by the price of 1 transaction in Table I.
Remarks
The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any.