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Horton Capital Partners Fund, L.P.'s Form 4 filing

Wireless Telecom Group Inc (WTT) · filed Jul 7, 2021

Accession no.
0000899243-21-027818
Filed
Jul 7, 2021, 6:09 PM ET
Trade date
Jul 2-7, 2021
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $623.7K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Horton Capital Partners Fund, L.P.CIK 000156799410% Owner
Horton Capital Partners, LLCCIK 000157544310% Owner
Horton Capital Management, LLCCIK 000157544410% Owner
Manko Joseph M. Jr.CIK 000166409110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 2, 2021Common StockSSaleDisposed−121,379$3.00F1−$364,185.552,064,425Indirect
Jul 6, 2021Common StockSSaleDisposed−81,027$3.03F1−$245,430.781,983,398Indirect
Jul 7, 2021Common StockSSaleDisposed−4,700$3.00F1−$14,1001,978,698Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The shares of Common Stock were purchased in multiple transactions on each date and the price reported in Column 4 for each date is a volume weighted average price. The shares of common stock were purchased in multiple transactions at prices ranging from: (i) $2.91-$3.25 on July 2, 2021, and (ii) $3.00-$3.22 on July 6, 2021. The reporting person undertakes to provide to the issuer, any holder of the issuer's common stock, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

Referenced by the price of 3 transactions in Table I.

Remarks

The filing of this statement shall not be construed as an admission (a) that the person filing this statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any equity securities covered by this statement, or (b) that this statement is legally required to be filed by such person.

Read the full filing on SEC EDGAR (opens in a new tab)