Silver Lake Technology Investors V, L.P.'s Form 4 filing
Dell Technologies Inc. (DELL) · filed Jul 6, 2021
- Accession no.
- 0000899243-21-027633
- Filed
- Jul 6, 2021, 7:14 PM ET
- Trade date
- Jul 1, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions. Open-market sales total $6.16M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Silver Lake Technology Investors V, L.P.CIK 0001735863 | Director, 10% Owner |
| Slta V (GP), L.L.C.CIK 0001737652 | Director, 10% Owner |
| Silver Lake Technology Associates V, L.P.CIK 0001737657 | Director, 10% Owner |
| Silver Lake Partners V DE (AIV), L.P.CIK 0001737659 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Class C Common Stock | SSaleDisposed | −8,487 | $98.62F12 | −$836,966.72 | 1,109 | Indirect | Duplicate filing |
| Jul 1, 2021 | Class C Common Stock | SSaleDisposed | −1,109 | $99.14F13 | −$109,950.25 | 0 | Indirect | Duplicate filing |
| Jul 1, 2021 | Class C Common Stock | SSaleDisposed | −3,827 | $98.62F12 | −$377,409.17 | 500 | Indirect | Duplicate filing |
| Jul 1, 2021 | Class C Common Stock | SSaleDisposed | −500 | $99.14F13 | −$49,571.8 | 0 | Indirect | Duplicate filing |
| Jul 1, 2021 | Class C Common Stock | SSaleDisposed | −10,202 | $98.62F12 | −$1,006,095.74 | 1,333 | Indirect | Duplicate filing |
| Jul 1, 2021 | Class C Common Stock | SSaleDisposed | −1,333 | $99.14F13 | −$132,158.42 | 0 | Indirect | Duplicate filing |
| Jul 1, 2021 | Class C Common Stock | SSaleDisposed | −2,931 | $98.62F12 | −$289,047.89 | 383 | Indirect | Duplicate filing |
| Jul 1, 2021 | Class C Common Stock | SSaleDisposed | −383 | $99.14F13 | −$37,972 | 0 | Indirect | Duplicate filing |
| Jul 1, 2021 | Class C Common Stock | SSaleDisposed | −29,465 | $98.62F12 | −$2,905,764.64 | 87,907 | Indirect | Duplicate filing |
| Jul 1, 2021 | Class C Common Stock | SSaleDisposed | −3,849 | $99.14F13 | −$381,603.72 | 84,058 | Indirect | Duplicate filing |
| Jul 1, 2021 | Class C Common Stock | SSaleDisposed | −114 | $98.62F12 | −$11,242.4 | 15 | Indirect | Duplicate filing |
| Jul 1, 2021 | Class C Common Stock | SSaleDisposed | −15 | $99.14F13 | −$1,487.15 | 0 | Indirect | Duplicate filing |
| Jul 1, 2021 | Class C Common Stock | SSaleDisposed | −154 | $98.62F12 | −$15,187.1 | 20 | Indirect | Duplicate filing |
| Jul 1, 2021 | Class C Common Stock | SSaleDisposed | −20 | $99.14F13 | −$1,982.87 | 0 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.00 to $98.99, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 7 transactions in Table I.
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.00 to $99.40, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 7 transactions in Table I.
Remarks
The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed a separate Form 4.