Skip to main content

Sarig Yaniv Zion's Form 4/A amendment

Amended

Aterian, Inc. (ATER) · filed Jul 2, 2021

Accession no.
0000899243-21-027253
Filed
Jul 2, 2021
Trade date
Mar 10-11, 2021
Filing delay
114 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Mar 15, 2021

This filing lists 12 non-derivative transactions and 1 derivative transaction. Open-market sales total $9.72M. It was filed 114 days after the trade.

This filing was later replaced by the amendment 0000899243-21-049614 (Dec 23, 2021). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sarig Yaniv ZionCIK 0001778026Director, Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 10, 2021Common StockSSaleDisposed−5,211$31.66−$164,980.26254,615Direct
Mar 10, 2021Common StockSSaleDisposed−636$33.13−$21,070.68253,979Direct
Mar 10, 2021Common StockSSaleDisposed−3,563$33.96−$120,999.48250,416Direct
Mar 10, 2021Common StockSSaleDisposed−2,353$35.13−$82,660.89248,063Direct
Mar 10, 2021Common StockSSaleDisposed−4,123$36.16−$149,087.68243,940Direct
Mar 10, 2021Common StockSSaleDisposed−2,970$37.16−$110,365.2240,970Direct
Mar 10, 2021Common StockSSaleDisposed−638$37.97−$24,224.86240,332Direct
Mar 11, 2021Common StockMOption exerciseAcquired+282,051$9.72+$2,741,535.72522,383Direct
Mar 11, 2021Common StockSSaleDisposed−254,860$31.81−$8,107,096.6267,523Direct
Mar 11, 2021Common StockSSaleDisposed−13,114$32.90−$431,450.6254,409Direct
Mar 11, 2021Common StockSSaleDisposed−6,440$33.80−$217,672247,969Direct
Mar 11, 2021Common StockSSaleDisposed−8,251$34.60−$285,484.6239,718Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 11, 2021Common StockMOption exerciseDisposed−282,051$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)